A Guide highlighting the critical role of data maturity in the evolving financial services landscape. This article outlines a five-stage data maturity model, from Initial (Ad-Hoc) to Optimised (Innovative), emphasising how each stage impacts decision-making, compliance, and operational efficiency. The piece underscores the importance for stockbrokers to assess and enhance their data capabilities to meet regulatory requirements, leverage advanced analytics, and maintain a competitive edge in a data-driven market.

The AML/CTF Amendment Bill introduces critical reforms that raise the bar on financial crime prevention in Australia. With new requirements including a beneficial ownership register, enhanced due diligence, and expanded reporting obligations, wealth management firms must act now to update compliance programs, strengthen monitoring, and mitigate risk. This marks a key shift in regulatory expectations - one that demands immediate attention, smart strategy, and robust execution.

As ESG expectations accelerate, financial services firms must move beyond basic compliance to turn ESG complexity into strategic advantage. From governance and risk mitigation to advanced data management and regulatory readiness, this article explores how organisations can meet rising stakeholder and legislative demands, while positioning for growth. With expert insights and practical steps, OCG helps firms lead the way in sustainable transformation.

APRA's Prudential Standard CPS 230, effective from 1 July 2025, mandates that regulated entities enhance their operational risk management, business continuity planning, and third-party risk oversight. This standard aims to ensure entities can maintain critical operations during disruptions and manage risks associated with service providers. Key requirements include establishing a comprehensive risk management framework, implementing robust internal controls, and maintaining a credible business continuity plan. Boards and senior management are held accountable for overseeing these measures to ensure resilience and compliance.​