A Guide highlighting the critical role of data maturity in the evolving financial services landscape. This article outlines a five-stage data maturity model, from Initial (Ad-Hoc) to Optimised (Innovative), emphasising how each stage impacts decision-making, compliance, and operational efficiency. The piece underscores the importance for stockbrokers to assess and enhance their data capabilities to meet regulatory requirements, leverage advanced analytics, and maintain a competitive edge in a data-driven market.

As ESG expectations accelerate, financial services firms must move beyond basic compliance to turn ESG complexity into strategic advantage. From governance and risk mitigation to advanced data management and regulatory readiness, this article explores how organisations can meet rising stakeholder and legislative demands, while positioning for growth. With expert insights and practical steps, OCG helps firms lead the way in sustainable transformation.

​This article examines the current criteria for classifying wholesale investors, focusing on the individual wealth test thresholds of $2.5 million in net assets or $250,000 in gross income over the past two years. It discusses the implications of these thresholds and the potential impact of proposed changes on investors and financial markets. The article also highlights the government's timeline for reviewing these classifications and the importance of aligning them with contemporary economic conditions.​

OCG emphasises the critical role of robust data management as wealth management firms expand into international markets. This article highlights the necessity for scalable data strategies to meet the demands of sophisticated clients and complex cross-border operations. The piece underscores the importance of aligning data infrastructure with regulatory requirements and operational needs to ensure seamless integration and informed decision-making in new market ventures.

Laksh Gangwani, APAC Managing Director for our partner ViewTrade, reflects on the recent trends in digital transformation across the financial services industry including markets businesses and fintech firms. The original video can be found here. 

OCG introduces ViewTrade to its wholesale brokerage, wealth management and platform provider clients to address the inefficiencies they experience, powering cross-border investing for financial services firms throughout the world.