FRaS

File Review as a Service (FRaS) is a specialised, comprehensive review service designed to provide your retail advice business with confidence across various areas of your business.

Our service works alongside, and in collaboration with, your internal legal and compliance team, ensuring your high standards are consistently met and maintained.

We work with you to align our services with your specific objectives while staying within your budget, ensuring maximum value and impact for your business.

What is FRaS?

FRaS supports clients looking to augment their existing approach to:

  • Consumer complaints (ASIC RG271 compliance)

  • Systematic matter review and remediation (ASIC RG277 compliance)

  • Ongoing Quality of Advice Mentoring (ASIC AFSL obligations)

  • Due Diligence prior to acquisition or onboarding of an advisor

  • Preparation for the sale of a business

FRaS Fees

Let’s start a conversation!

An informal, confidential, and no-obligation discussion to explore your needs and how we can support your business.

Please fill in the below form, and we will be in touch for an initial FRaS consultation.

FRaS Case Managers

With our extensive remediation expertise and a team of 60+ highly experienced consultants, we give businesses confidence that they're operating at the highest compliance and professional standards.

OCG's FRaS Case Managers are some of the most experienced and skilled professionals in the Australian market at performing this work at scale.

Why OCG

OCG leads the way in partnering with major institutions to analyse policies, procedures, files, and operations, ensuring the best outcomes for stakeholders and customers.

We've distilled our expertise from large-scale remediation projects and licensee reviews into OCG’s File Review as a Service—scalable, cost-effective, and an essential complement to in-house solutions.

Our team is the most experienced in Australia, delivering this work efficiently and at scale.

Key Contact - Jay Stuart

  • 40+ years in International Financial Services.

  • Senior leadership experience on major business transformations, due diligence,

    and financial services remediation initiatives.

  • Track record delivering remediation and restructuring programs in some of the

    largest Australian and international financial institutions.